SEC Examination Ready
Automated FiduciaryCompliance Verification
Continuous monitoring of your advisory marketing disclosures against SEC Marketing Rule 206(4)-1. Catch compliance issues before the examiner does.
Aligned with 2026 SEC Examination Priorities
256-bit Encrypted
Real-time Monitoring
Choose Your Compliance Plan
Continuous monitoring that keeps your firm compliant. All plans include a 14-day free trial.
Basic
For small advisory firms
$99/month
- Monthly compliance scan
- Basic risk report
- Email alerts for new issues
- Form ADV template library
- Email support
Most Popular
Professional
For growing RIAs
$299/month
- Weekly compliance scans
- Detailed risk analysis
- Real-time monitoring alerts
- Full template library
- Remediation workflows
- Priority email support
- Quarterly compliance review
Enterprise
For large firms
Custom
- Daily compliance scans
- AI-powered risk prediction
- Custom policy templates
- API access
- Dedicated account manager
- 24/7 phone support
- On-site training
- White-label options
All plans billed monthly. Cancel anytime. Need a custom solution? Contact us
Additional Services
One-time services to get your firm fully compliant and examination-ready.
Secure Payment Options
We accept all major payment methods
Credit/Debit Cards
ACH Bank Transfer
Wire Transfer